John Holland Ringgenberg

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2020-09-01
CA	RA	APPROVED	2020-06-26

Branch Locations

3255 Jefferson St, Napa, CA 94558 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Morgan Stanley Smith Barney	Santa Rosa	CA	06/2012	06/2020
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	06/2020
Wells Fargo Clearing Services, Llc	Sonoma	CA	06/2020	Present

06/2012 → 06/2020

Morgan Stanley Smith Barney

Santa Rosa, CA
01/2015 → 06/2020

Morgan Stanley Private Bank, National Association

New York, NY
06/2020 → Present

Wells Fargo Clearing Services, Llc

Sonoma, CA

2012-07-03 → 2020-06-29

Morgan Stanley

San Francisco, CA

Santa Rosa, CA

San Rafael, CA

San Rafael, CA

Santa Rosa, CA

San Rafael, CA
2011-05-19 → 2012-07-16

Ameriprise Financial Services, Llc

San Francisco, CA
2010-01-14 → 2011-08-18

Holland/Ringgenberg Wealth Strategies

San Francisco, CA
2010-10-04 → 2011-05-20

Mml Investors Services, Llc

San Francisco, CA
2009-01-08 → 2009-03-05

Jesup & Lamont Securities Corp

San Francisco, CA
2006-10-05 → 2009-01-30

Credit Suisse Securities (Usa) Llc

San Francisco, CA
2004-04-01 → 2006-07-05

Mbsc, Llc

Pittsburgh, PA

San Francisco, CA
2002-05-02 → 2004-04-01

Banc Of America Investment Services, Inc.

Los Angeles, CA

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1994-05-06
S63	Uniform Securities Agent State Law Examination	1991-09-04

Other Firms