Mona Filat Khairi

Current Employers

Employment History

• 03/2014 → 09/2022
  Genwealth Financial Advisors
  Little Rock, AR
• 01/2013 → Present
  Lpl Financial Llc
  Little Rock, AR
• 09/2022 → Present
  Independent Advisor Alliance
  Charlotte, NC

Previous Registrations

• 2019-07-30 → 2022-12-14
  Genwealth Financial Advisors, Llc
  Bryant, AR
  Bryant, AR

Other Businesses

(1) 9/26/2013: GENWEALTH FINANCIAL ADVISORS - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - 612 W. COMMERCE ST, STE 2, BRYANT, AR 72022-7517 - TIME SPENT 50% - BRYANT, AR (2) 10/08/2013 - NO BUSINESS NAME - 612 W. COMMERCE ST, STE 2, BRYANT, AR 72022-7517 - NOTARY PUBLIC - 1% OF TIME SPENT - USED ONLY FOR BUSINESS PURPOSES 3.03/06/2014 - GenWealth Financial Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Admin - Time Spent 1%. 4. 10/18/2022 - Independent Advisor Alliance - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 10/01/2022 - 160 Hours Per Month/8 Hours During Securities Trading - I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity in 10/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-07-29
• S63 Uniform Securities Agent State Law Examination
  1991-08-21

Other Names

• Mona M Filatkhairi
• Mona Mustafa Filatkhairi
• Mona M Filat
• Mona Mustafa Filat