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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2019-11-08 |
| AR | RA | APPROVED | 2019-09-23 |
Branch Locations
1631 Highway 25B, Heber Springs, AR 72543-1702 • United States
401 N Arkansas Ave, Russellville, AR 72801 • United States
Mayflower Ar, AR • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates, Inc. | Little Rock | AR | 02/2013 | 09/2019 |
| Ameriprise Financial Services, Inc. | Conway | AR | 09/2019 | 03/2020 |
| Ameriprise Financial Services, Llc | Conway | AR | 03/2020 | Present |
Outside Employment; Centennial Bank; Financial Advisor - Financial Advisor; Investments; 1631 highway 25b, , heber springs, AR, 72543; Investment-Related; 09/13/2019; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-07-28 |
| S63 | Uniform Securities Agent State Law Examination | 1991-12-12 |
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