Marcie Jo Rich

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2023-12-14

IL RA
APPROVED

Since 2023-12-14

Branch Locations

27826 E 1700 North Rd, Saunemin, IL 61769 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones Investments	St. Louis	MO	10/2005	12/2023
Lpl Financial	Pontiac	IL	12/2023	Present

10/2005 → 12/2023

Edward Jones Investments

St. Louis, MO
12/2023 → Present

Lpl Financial

Pontiac, IL

Previous Registrations

2007-05-29 → 2023-12-19

Edward Jones

St. Louis, MO

Pontiac, IL

Other Businesses

1- 11/2023 / Rich Investments and Wealth Management / DBA for LPL Business (entity for LPL business) / Investment Related / 160 Hrs Mnth / 7 hr during trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-05-26
S63	Uniform Securities Agent State Law Examination	2006-01-10

S66 Uniform Combined State Law Examination

2007-05-26
S63 Uniform Securities Agent State Law Examination

2006-01-10

Other Names

Marcy Jo Harney
Marciejo Harney
Marcie Jo Olson
Marcie Jo Olson-Rich

View on SEC IAPD