Stuart Ira Goldberg

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2014 → 08/2023
  Securian Financial Services, Inc
  St Paul, MN
• 01/2014 → 08/2023
  Minnesota Life Insurance Company
  St Paul, MN
• 01/2014 → Present
  Allied Wealth Partners
  Uniondale, NY
• 08/2023 → Present
  Cetera Wealth Services, Llc
  Uniondale, NY
• 08/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2021-05-29 → 2023-08-10
  Securian Financial Services, Inc.
  Uniondale, NY
  St. Paul, MN

Other Businesses

1) ALLIED WEALTH PARTNERS POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2014 ADDRESS: , Uniondale NY , United States DESCRIPTION: Agent/Broker 2) NAME OF OTHER BUSINESS: HALCYON OF PALM BEACH; INVESTMENT RELATED: NO; ADDRESS: 3440 SOUTH OCEAN BLVD PALM BEACH, FL 33480; NATURE OF BUSINESS: HOMEOWNERS ASSOCIATION BOARD; START DATE: 02/2025; POSITION/TITLE/RELATIONSHIP: MEMBER OF FINANCE COMMITTEE; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: REVIEW THE FINANCIAL STATEMENTS AND MAKE EXPENSE RECOMMENDATIONS TO THE TREASURY;

Exams

• S63 Uniform Securities Agent State Law Examination
  1991-09-12