Travis Aaron Hadwin

Current Employers

Employment History

• 06/2009 → 02/2017
  Morgan Stanley Smith Barney
  Clearwater, FL
• 02/2017 → 05/2022
  Raymond James Financial Services, Inc
  Clearwater, FL
• 02/2017 → Present
  Steward Partners Investment Advisory, Llc
  Clearwater, FL
• 06/2017 → Present
  Steward Partners Global Advisory Llc
  Clearwater, FL
• 05/2022 → Present
  Steward Partners Investment Solutions, Llc
  Clearwater, FL

Previous Registrations

• 2009-06-01 → 2017-02-21
  Morgan Stanley
  Clearwater, FL
  Tallahassee, FL
  Clearwater, FL
• 2007-12-07 → 2009-06-01
  Morgan Stanley & Co. Llc
  Clearwater, FL
• 1999-11-09 → 2007-12-12
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Clearwater, FL
  Clearwater, FL

Other Businesses

(1)Name of Business: Clearwater Woodworking Address: 1384 Eastfield Dr, Clearwater, FL, United States Activity Type: Business Owner Position/Title: Partner Investment Related: No Start Date: 05/11/2021 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Making occasional wood working projects (2)Name of Business: Guardian Asset Management Group Address: 600 Cleveland St Ste 1150, Clearwater, FL, 33755, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 08/14/2017 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Financial Advisor (3)Name of Business: Steward Partners Global Advisory Address: 600 Cleveland St Ste 1150, Clearwater, FL, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: No Start Date: 06/15/2017 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: install insurance products listed (4)Name of Business: Steward Partners Global Advisory Address: 600 Cleveland St Ste 1150, Clearwater, FL, 33755, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 02/16/2017 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Financial Advisor (5) Name of Business: Steward Partners Investment Advisory LLC Address: 600 Cleveland St Ste 1150, Clearwater, FL, United States Activity Type: Independent RIA Position/Title: Investment Related: No; Start Date: 02/16/2017; Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Provide advisory for clients

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-05-15
• S63 Uniform Securities Agent State Law Examination
  1991-08-15