Best Investors Account Sign in
Inactive

Thomas William Hagstrom

Appleton Partners, Inc.

Boston, MA

Claim This Profile
Current Employers
Appleton Partners, Inc.

One Post Office Square 5Th Floor, Boston, MA 02109 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2024-05-15
  • MA RA
    APPROVED
    Since 2024-05-15

Branch Locations

One Post Office Square 5Th Floor, Boston, MA 02109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Boston MA 11/2015 Present
Charles Schwab Investment Advisory Boston MA 01/2020 12/2021
Previous Registrations
  • 2016-04-07 → 2024-01-10
    Charles Schwab & Co., Inc.
    San Francisco, CA
    Boston, MA
  • 2021-03-16 → 2022-01-25
    Charles Schwab Investment Advisory, Inc.
    Boston, MA
  • 2011-09-06 → 2015-11-20
    F-Squared Investments, Inc
    Foxboro, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-04-04
S63 Uniform Securities Agent State Law Examination 1991-08-22
  • S66 Uniform Combined State Law Examination
    2016-04-04
  • S63 Uniform Securities Agent State Law Examination
    1991-08-22
Designations
Other Names
  • Thomas Hagstrom

View on SEC IAPD

Other Firms

COHERE CAPITAL
BAYPINE HOLDINGS LP
GUIDEPOST GROWTH EQUITY MANAGEMENT COMPANY, L.P.
LONGWOOD MANAGEMENT LLC
ADVENT INTERNATIONAL, L.P.
NEW HERITAGE CAPITAL, LLC
WUXI HEALTHCARE VENTURES MANAGEMENT US LLC
NEWPATH MANAGEMENT, L.P.

Other Investors

JOHN KENNEDY
JOSHUA WEBSTER JONES
STEPHEN ELLSWORTH JOHNSON
CHRISTOPHER MICHAEL HAGAN
ALDEN Wakefield WITMAN
JEFFREY ABRAHAM BESHANSKY
Holly A Dumlupinar
Andrew Joseph Busa

Other Offices

COHERE CAPITAL · BOSTON, MA
BAYPINE HOLDINGS LP · BOSTON, MA
GUIDEPOST GROWTH EQUITY MANAGEMENT COMPANY, L.P. · BOSTON, MA
LONGWOOD MANAGEMENT LLC · BOSTON, MA
ADVENT INTERNATIONAL, L.P. · BOSTON, MA
NEW HERITAGE CAPITAL, LLC · BOSTON, MA
WUXI HEALTHCARE VENTURES MANAGEMENT US LLC · BOSTON, MA
NEWPATH MANAGEMENT, L.P. · BOSTON, MA

More in Boston, MA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor