Thomas William Hagstrom

Employer firm

Appleton Partners, Inc. CRD 110049

$12.6B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Periodicals / newsletters
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2015 → Present
  Charles Schwab & Co., Inc.
  Boston, MA
• 01/2020 → 12/2021
  Charles Schwab Investment Advisory
  Boston, MA

Previous Registrations

• 2016-04-07 → 2024-01-10
  Charles Schwab & Co., Inc.
  San Francisco, CA
  Boston, MA
• 2021-03-16 → 2022-01-25
  Charles Schwab Investment Advisory, Inc.
  Boston, MA
• 2011-09-06 → 2015-11-20
  F-Squared Investments, Inc
  Foxboro, MA

Exams

• S66 Uniform Combined State Law Examination
  2016-04-04
• S63 Uniform Securities Agent State Law Examination
  1991-08-22

Designations

• Chartered Financial Analyst

Other Names

• Thomas Hagstrom