Christopher Neal Harmon

Current Employers

Employment History

• 01/2015 → 03/2017
  Msi Financial Services, Inc.
  Bloomington, IN
• 04/2012 → 10/2019
  Ifs Planning Strategies, Llc
  Bloomington, IN
• 07/1996 → Present
  Innovative Financial Solutions, Inc.
  Bloomington, IN
• 03/2017 → 08/2018
  Mml Investors Services, Llc
  Bloomginton, IN
• 08/2018 → Present
  Commonwealth Financial Network
  Waltham, MA

Previous Registrations

• 2012-04-18 → 2019-10-21
  Ifs Planning Strategies, Llc
  Bloomington, IN
• 2017-03-25 → 2018-08-23
  Mml Investors Services, Llc
  Palm Coast, FL
  Bloomington, IN
• 2015-01-02 → 2017-03-25
  Msi Financial Services, Inc.
  Palm Coast, FL
  Bloomington, IN
• 2002-05-01 → 2015-01-02
  New England Securities
  Bloomington, IN
  Palm Coast, FL
  Indianapolis, IN
  Indianapolis, IN

Other Businesses

1. Vice President and Part Owner, Innovative Financial Solutions, Inc. , a private entity established to facilitate securities and insurance business; As of March 2008; Approximately 1% time spent during securities trading hours per month; Conducted at branch location; Investment related. 2. Fixed insurance sales; As of March 2008; Approximately 2% time spent during securities trading hours per month; Conducted at branch location; Investment related. 3. Co-Owner and Managing Member, 357 Winslow, LLC, a private entity established for the purpose of owning and managing a commercial office property located in Bloomington, IN; As of 8/10/2018; Approximately 2% time spent during securities trading hours per month; Conducted at branch location; Investment related. 4. Subleasing Office Conference room, as of 08/10/2018; Approximately 0% time spent during securities trading hours per month; Conducted at branch location; Not Investment related. 5. Co-Owner, 7448 Jay LLC, an entity created for the purpose of buying and managing residential real estate at 7448 Jay Drive, Nineveh, IN, 46164, as of 07/20/2023; 0% of time spent during business hours; Not Conducted at branch; Investment related.

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-02-23
• S63 Uniform Securities Agent State Law Examination
  1991-08-22

Designations