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Antonio Rafael Rosado

U.S. Bancorp Advisors, LLC

La Verne, CA

Claremont, CA

Montclair, CA

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Current Employers
U.S. Bancorp Advisors, Llc

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-02-13
TX RA APPROVED_RES 2026-02-13
  • CA RA
    APPROVED
    Since 2026-02-13
  • TX RA
    APPROVED_RES
    Since 2026-02-13

Branch Locations

1933 Foothill Blvd, La Verne, CA 91750 • United States

393 W Foothill Blvd, Claremont, CA 91711 • United States

9090 Central Ave, Montclair, CA 91763 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Liberty Securities Corporation Boston MA 08/1995 06/2017
Uboc Investment Services, Inc. San Francisco CA 06/1998 06/2017
Ameriprise Financial Services Inc San Dimas CA 06/2017 02/2019
U.S. Bancorp Investments, Inc. Claremont CA 03/2019 02/2026
U.S. Bancorp Advisors, Llc Claremont CA 02/2026 Present
  • 08/1995 → 06/2017
    Liberty Securities Corporation
    Boston, MA
  • 06/1998 → 06/2017
    Uboc Investment Services, Inc.
    San Francisco, CA
  • 06/2017 → 02/2019
    Ameriprise Financial Services Inc
    San Dimas, CA
  • 03/2019 → 02/2026
    U.S. Bancorp Investments, Inc.
    Claremont, CA
  • 02/2026 → Present
    U.S. Bancorp Advisors, Llc
    Claremont, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-10-12
S63 Uniform Securities Agent State Law Examination 1991-08-30
  • S66 Uniform Combined State Law Examination
    2016-10-12
  • S63 Uniform Securities Agent State Law Examination
    1991-08-30
Other Names
  • Tony Rosado
  • Tony Rafael Rosado
  • Antonio Rosado
  • Antonio R Rosado

View on SEC IAPD

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ANDREW SANCHEZ
KELLY ANDREW DUNNAHOO
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Edson Arroyo
Fernando Jose Rosales
CYNTHIA STAUFFER

Other Offices

OSAIC WEALTH, INC. · LA VERNE, CA
J.P. MORGAN SECURITIES LLC · LA VERNE, CA
CREATIVEONE WEALTH, LLC · La Verne, CA
WELLS FARGO CLEARING SERVICES, LLC · LA VERNE, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LA VERNE, CA
LPL FINANCIAL LLC · CLAREMONT, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · San Dimas, CA
LPL FINANCIAL LLC · SAN DIMAS, CA

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