Richard James Marsh

Employer firm

Key Investment Services LLC CRD 136300

$8.88B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2021 → 12/2023
  Lpl Financial Llc
  Buffalo, NY
• 11/2000 → 06/2021
  M&T Bank
  Buffalo, NY
• 07/2024 → Present
  Key Investment Services Llc
  Brooklyn, OH
• 01/2024 → 06/2024
  Unemployed
  Liverpool, NY

Previous Registrations

• 2021-06-09 → 2023-12-31
  Lpl Financial Llc
  Buffalo, NY
  Highland, NY
  Cortland, NY
  Victor, NY
  Schenectady, NY
  Schenectady, NY
  Little Falls, NY
  Rochester, NY
  Frankfort, NY
  Ithaca, NY
  Manilus, NY
  Salt Point, NY
  Newport, NY
  Cazenovia, NY
  Port Jervis, NY
  Johnson City, NY
• 2021-04-21 → 2021-06-09
  M&T Securities, Inc.
  Boston, MA
  Buffalo, NY
  Syracuse, NY
  Baltimore, MD
  Syracuse, NY
  Syracuse, NY
  Buffalo, NY
  Ithaca, NY
  Albany, NY
  Monroe, NY
  Monsey, NY
  Montgomery, NY
  New Paltz, NY
  Piermont, NY
  Port Jervis, NY
  Village Of Montebello, NY
  Vails Gate, NY
  Brooklyn, NY
  Rye, NY
  Kingston, NY
  North Syracuse, NY
  Owego, NY
  Wysox, PA
  Towanda, PA
  Rome, PA
  Monroe, NY
  Beacon, NY
  Cold Spring, NY
  Goshen, NY
  Wesley Hills, NY
  Somers, NY
  Wappingers Falls, NY
  Pougkeepsie, NY
  Poughkeepsie, NY
  Syracuse, NY
  Syracuse, NY
  Buffalo, NY
  Buffalo, NY
  New York, NY
  Buffalo, NY
  Rochester, NY
  Rochester, NY
  Buffalo, NY
  Buffalo, NY
  Buffalo, NY
  Cheektowaga, NY
  Fredonia, NY
  Buffalo, NY
  Silver Creek, NY
  Mayville, NY
  Baltimore, MD

Exams

• S65 Uniform Investment Adviser Law Examination
  2021-04-20
• S63 Uniform Securities Agent State Law Examination
  1991-08-23

Other Names

• Richard James Marsh