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Jon Michael Speight

Speight Asset Management, LLC

Houston, TX

CRD 2165731

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Employer firm

Speight Asset Management, LLC CRD 169106

$89.3M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Speight Asset Management, Llc

8300 Cypress Creek Pkwy Suite 450, Houston, TX 77070 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-10-30
  • TX RA
    APPROVED
    Since 2013-10-30

Branch Locations

8300 Cypress Creek Pkwy Suite 450, Houston, TX 77070 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Speight Asset Management, Llc Cypress TX 10/2013 Present
Previous Registrations
  • 2003-06-13 → 2014-01-10
    Rek Advisors, Inc.
    Houston, TX
  • 1999-02-12 → 2003-06-26
    Financial Synergies
    Houston, TX
  • 2003-01-22 → 2003-06-26
    Financial Synergies Wealth Advisors, Inc.
    Houston, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-07-21
S63 Uniform Securities Agent State Law Examination 1991-09-20
  • S65 Uniform Investment Adviser Law Examination
    2016-07-21
  • S63 Uniform Securities Agent State Law Examination
    1991-09-20
Designations
  • Certified Financial Planner

View on SEC IAPD

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