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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-05-17
PA RA APPROVED 2011-05-11
  • TX RA
    APPROVED_RES
    Since 2023-05-17
  • PA RA
    APPROVED
    Since 2011-05-11

Branch Locations

100 Sterling Parkway Suite 307, Mechanicsburg, PA 17050 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Llc Mechanicsburg PA 02/1993 Present
Massmutual Life Insurance Company Mechanicsburg PA 02/1993 Present
  • 02/1993 → Present
    Mechanicsburg, PA
  • 02/1993 → Present
    Massmutual Life Insurance Company
    Mechanicsburg, PA
Previous Registrations
  • 2002-06-05 → 2006-12-31
    Wienken & Associates, Ltd.
    Camp Hill, PA
Other Businesses

(1)NAME:JAMES MASSIE, INV REL: Y ADDR:213 S 24TH ST CAMP HILL PA 17011, NATURE:LIFE INSURANCE, GROUP LIFE, GROUP HEALTH, FIXED ANNUITY, POSITION:SALES/AGENT, START:2004, NO HR/MO:5 NO HR/MO DUR TRADING:5.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1991-08-06
  • S63 Uniform Securities Agent State Law Examination
    1991-08-06

View on SEC IAPD

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