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515 South Flower Street, Los Angeles, CA 90071 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-03-03 |
Branch Locations
515 South Flower Street, Los Angeles, CA 90071 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unionbanc Investment Services, Llc | Los Angeles | CA | 12/2014 | 06/2018 |
| Tcw Group Llc ("Tcw") | Los Angeles | CA | 06/2018 | 02/2024 |
| Tcw Funds Distributors, Llc ("Tfd") | Los Angeles | CA | 06/2018 | Present |
| Tcw Group Llc ("Tcw" | Los Angeles | CA | 03/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-11-21 |
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