Adham S Kaibni

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2023-06-23
TX	RA	APPROVED_RES	2023-06-07

FL RA
APPROVED

Since 2023-06-23
TX RA
APPROVED_RES

Since 2023-06-07

Branch Locations

Coral Gables, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Washington	DC	10/2009	06/2023
Bank Of America,N.A.	Washington	DC	06/2011	06/2023
Lpl Financial Llc	Miami	FL	06/2023	Present

10/2009 → 06/2023

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Washington, DC
06/2011 → 06/2023

Bank Of America,N.A.

Washington, DC
06/2023 → Present

Lpl Financial Llc

Miami, FL

Previous Registrations

2009-10-23 → 2023-06-07

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Washington, DC

Washington, DC

Rockville, MD

San Diego, CA

Los Angeles, CA

Chevy Chase, MD

Coral Gables, FL
2006-02-03 → 2009-10-23

Banc Of America Investment Services, Inc.

Washington, DC

Bethesda, MD
2001-04-11 → 2006-02-06

Morgan Stanley Dw Inc.

Bethesda, MD

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2001-03-21

S66 Uniform Combined State Law Examination

2001-03-21

Other Names

Adham Samir Kaibni
Adham S Kaibni
Adham Kaibni

View on SEC IAPD