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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2009-01-22 |
| CA | RA | APPROVED | 1997-07-08 |
Branch Locations
200 E Franklin St, Monterey, CA 93940 • United States
801 10Th St, Modesto, CA 95354 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Carmel | CA | 06/1991 | Present |
| Bank Of America, N.A. | Carmel | CA | 07/2011 | Present |
I*83579 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: GANJI RENTAL PROPERTIES INVESTMENT RELATED: Y ADDRESS OF BUSINESS: CARMEL, CALIFORNIA 93923 NATURE OF BUSINESS: SOLE PROPRIETORSHIP, POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 2/3/2005 NUMBER OF HOURS DEVOTED: 4 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: TRIPLEX , SINGLE FAMILY HOME IN ARIZONA AND CALIFORNIA. ITS MANAGED BY A PROPERTY MANAGER. I SPEAK TO THE MANAGER EVERY 2 MONTHS AND REVIEW THE REPORTS MONTHLY. I*27402 For profit or not for profit: For-Profit Organization Name of outside business organization: SALVATION ARMY Investment related: N Address of business: Seaside, California 95955 Nature of business: Charitable Organization, Position, title, association: Committee Member, Start date of relationship: 8/28/2015 Number of hours devoted: 15 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: Board member
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-09-16 |
| S63 | Uniform Securities Agent State Law Examination | 1991-08-07 |
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