Steven R. Lopez

Employer firm

Strategic Advisers LLC CRD 104555

$1.37T regulatory AUM 17,518 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2013 → 05/2020
  Td Ameritrade
  Pasadena, CA
• 06/2020 → Present
  Fidelity Brokerage Services Llc
  Seal Beach, CA
• 03/2025 → Present
  Fidelity Investments
  Boston, MA

Previous Registrations

• 2020-06-25 → 2025-03-31
  Fidelity Personal And Workplace Advisors
  Rancho Cucamonga, CA
• 2013-07-31 → 2020-05-30
  Td Ameritrade, Inc.
  Pasadena, CA
• 2013-07-31 → 2020-05-30
  Td Ameritrade Investment Management, Llc
  Pasadena, CA

Exams

• S66 Uniform Combined State Law Examination
  2013-07-30
• S63 Uniform Securities Agent State Law Examination
  1991-08-21

Designations

• Certified Financial Planner

Other Names

• Steven Robert Lopez