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Steven R. Lopez

Strategic Advisers LLC

Rancho Cucamonga, CA

Monrovia, CA

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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-03-31
TX RA APPROVED 2025-03-31
  • CA RA
    APPROVED
    Since 2025-03-31
  • TX RA
    APPROVED
    Since 2025-03-31

Branch Locations

7310 Day Creek Blvd, Rancho Cucamonga, CA 91739-8035 • United States

Monrovia, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Pasadena CA 05/2013 05/2020
Fidelity Brokerage Services Llc Seal Beach CA 06/2020 Present
Fidelity Investments Boston MA 03/2025 Present
  • 05/2013 → 05/2020
    Td Ameritrade
    Pasadena, CA
  • 06/2020 → Present
    Fidelity Brokerage Services Llc
    Seal Beach, CA
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2020-06-25 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Rancho Cucamonga, CA
  • 2013-07-31 → 2020-05-30
    Td Ameritrade, Inc.
    Pasadena, CA
  • 2013-07-31 → 2020-05-30
    Td Ameritrade Investment Management, Llc
    Pasadena, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-07-30
S63 Uniform Securities Agent State Law Examination 1991-08-21
  • S66 Uniform Combined State Law Examination
    2013-07-30
  • S63 Uniform Securities Agent State Law Examination
    1991-08-21
Designations
Other Names
  • Steven Robert Lopez

View on SEC IAPD

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Other Offices

OSAIC WEALTH, INC. · RANCHO CUCAMONGA, CA
LPL FINANCIAL LLC · RANCHO CUCAMONGA, CA
PRIVATUS · RANCHO CUCAMONGA, CA
AMERIPRISE FINANCIAL SERVICES, LLC · RANCHO CUCAMONGA, CA
LPL ENTERPRISE, LLC · RANCHO CUCAMONGA, CA
AMERIPRISE FINANCIAL SERVICES, LLC · Rancho Cucamonga, CA
EDWARD JONES · RANCHO CUCAMONGA, CA
PDE WEALTH ADVISORS, LLC · RANCHO CUCAMONGA, CA

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