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Bruce J. Trant

J.P. Morgan Securities LLC

Chicago, IL

CRD 2165429

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-05-20
TX RA APPROVED 2024-05-20
  • IL RA
    APPROVED
    Since 2024-05-20
  • TX RA
    APPROVED
    Since 2024-05-20

Branch Locations

10 S Dearborn St Floor 08, Chicago, IL 60603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cantor Fitzgerald & Co. Chicago IL 04/2018 03/2023
Unemployed Chicago IL 12/2017 03/2018
Unemployed Glen Ellyn IL 04/2023 04/2024
Jpmorgan Chase Bank, Na Chicago IL 05/2024 Present
Jpmorgan Securities Llc Chicago IL 05/2024 Present
Citigroup Global Markets Inc. Chicago IL 01/1993 11/2017
  • 04/2018 → 03/2023
    Cantor Fitzgerald & Co.
    Chicago, IL
  • 12/2017 → 03/2018
    Unemployed
    Chicago, IL
  • 04/2023 → 04/2024
    Unemployed
    Glen Ellyn, IL
  • 05/2024 → Present
    Jpmorgan Chase Bank, Na
    Chicago, IL
  • 05/2024 → Present
    Jpmorgan Securities Llc
    Chicago, IL
  • 01/1993 → 11/2017
    Citigroup Global Markets Inc.
    Chicago, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-05-10
S63 Uniform Securities Agent State Law Examination 1991-11-04
  • S65 Uniform Investment Adviser Law Examination
    2024-05-10
  • S63 Uniform Securities Agent State Law Examination
    1991-11-04
Other Names
  • Bruce John Trant
  • Bruce Trant

View on SEC IAPD

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