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Andrew James Hartsfield

Walkerhaven Equities Gp, LLC

Salt Lake City, UT

Walkerhaven Capital Management, LLC

Salt Lake City, UT

CRD 2165286

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Employer firm

Walkerhaven Equities Gp, LLC CRD 167044

Reported services (Item 5G)

  • ACTING SOLELY AS GENERAL PARTNER TO A POOLED INVESTMENT FUND

From the firm’s Form ADV. Read the guides:

Current Employers
Walkerhaven Equities Gp, Llc

Salt Lake City, UT • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2013-06-06
  • UT RA
    APPROVED
    Since 2013-06-06

Branch Locations

Salt Lake City, UT • United States

Walkerhaven Capital Management, Llc

Salt Lake City, UT • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2013-02-26
  • UT RA
    APPROVED
    Since 2013-02-26

Branch Locations

Salt Lake City, UT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Walkerhaven Capital Management, Llc Holladay UT 11/2012 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-01-04
S63 Uniform Securities Agent State Law Examination 1991-07-19
  • S65 Uniform Investment Adviser Law Examination
    2013-01-04
  • S63 Uniform Securities Agent State Law Examination
    1991-07-19
Other Names
  • Andrew Hartsfield

View on SEC IAPD

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