Michael Francis Woram

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2009 → Present
  Lpl Financial, Llc
  Addison, TX

Previous Registrations

• 2008-10-31 → 2009-04-29
  Banc Of America Investment Services, Inc.
  Addison, TX
• 2005-10-13 → 2008-11-07
  Wamu Investments, Inc.
  Plano, TX
  Irving, TX
  Irving, TX
  Lewisville, TX
  Flower Mound, TX
  Carrollton, TX
  Carrollton, TX
  Dallas, TX
  Allen, TX
  Mckinney, TX
  Mckinney, TX
  Frisco, TX
  Allen, TX
  Plano, TX
  The Colony, TX
  Carrollton, TX
  Frisco, TX
  Plano, TX
  Plano, TX
• 2003-06-30 → 2004-09-22
  Ameriprise Advisor Services, Inc.
  Dallas, TX
• 1993-01-19 → 2003-03-25
  Citigroup Global Markets Inc.
  Dallas, TX

Other Businesses

(1) 3/10/2015: WORAM WEALTH MANAGEMENT - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - Started 03/05/2015 - 40 Hours Per Month During Securities Trading. (2) 3/11/2015: WORAM WEALTH MANAGEMENT - Investment Related - At Reported Business Location(s) - BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY - Started 03/05/2015 - 40 Hours Per Month During Securities Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  1993-10-20
• S63 Uniform Securities Agent State Law Examination
  1991-10-18