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Joseph P Lombardo

Ubs Financial Services Inc.

Florham Park, NJ

Florham Park, NJ

Short Hills, NJ

New York, NY

Short Hills, NJ

Westfield, NJ

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-10-26
NJ RA APPROVED 2012-01-27
  • NY RA
    APPROVED
    Since 2021-10-26
  • NJ RA
    APPROVED
    Since 2012-01-27

Branch Locations

500 Campus Drive 2Nd Floor, Florham Park, NJ 07932 • United States

500 Campus Drive 2Nd Floor, Florham Park, NJ 07932 • United States

51 John F. Kennedy Parkway Suite 240, Short Hills, NJ 07078 • United States

299 Park Avenue 8Th,9Th And 11Th Floor, New York, NY 10171 • United States

51 Jfk Parkway Suite 303, Short Hills, NJ 07078 • United States

109 North Avenue, Westfield, NJ 07090 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services White Plains NY 06/2005 Present
  • 06/2005 → Present
    Ubs Financial Services
    White Plains, NY
Previous Registrations
  • 2003-01-03 → 2005-06-29
    Morgan Stanley Dw Inc.
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-11-02
S63 Uniform Securities Agent State Law Examination 1992-04-07
  • S65 Uniform Investment Adviser Law Examination
    1999-11-02
  • S63 Uniform Securities Agent State Law Examination
    1992-04-07
Other Names
  • Joseph Paul Lombardo
  • Joseph P Lombardo Jr

View on SEC IAPD

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Other Offices

WISS PRIVATE CLIENT ADVISORS, LLC · FLORHAM PARK, NJ
JACOBS LEVY EQUITY MANAGEMENT · FLORHAM PARK, NJ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FLORHAM PARK, NJ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FLORHAM PARK, NJ
JACOBS LEVY EQUITY MANAGEMENT · FLORHAM PARK, NJ
JACOBS LEVY EQUITY MANAGEMENT · FLORHAM PARK, NJ
AMERIPRISE FINANCIAL SERVICES, LLC · FLORHAM PARK, NJ
WELLS FARGO CLEARING SERVICES, LLC · FLORHAM PARK, NJ

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