Richard R Gallipoli

Employer firm

Park Avenue Securities LLC CRD 46173

$19.6B regulatory AUM 38,649 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2026-07-02
NC	RA	APPROVED	2026-07-01
MA	RA	APPROVED	2025-04-23
PA	RA	APPROVED	2025-04-21
NH	RA	APPROVED	2025-01-31
OH	RA	APPROVED	2024-09-26
NY	RA	APPROVED	2021-04-16
FL	RA	APPROVED	2005-04-01
NJ	RA	APPROVED	2005-03-28

GA RA
APPROVED

Since 2026-07-02
NC RA
APPROVED

Since 2026-07-01
MA RA
APPROVED

Since 2025-04-23
PA RA
APPROVED

Since 2025-04-21
NH RA
APPROVED

Since 2025-01-31
OH RA
APPROVED

Since 2024-09-26
NY RA
APPROVED

Since 2021-04-16
FL RA
APPROVED

Since 2005-04-01
NJ RA
APPROVED

Since 2005-03-28

Branch Locations

225 Broadhollow Road Suite 105, Melville, NY 11747 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Guardian Life Insurance Co Of America	Woodbury	NY	10/2007	03/2021
Park Avenue Securities Llc	Woodbury	NY	10/2007	03/2021
Guardian Life Insurance Company	Melville	NY	03/2021	Present
Park Avenue Securities	Melville	NY	03/2021	Present

10/2007 → 03/2021

Guardian Life Insurance Co Of America

Woodbury, NY
10/2007 → 03/2021

Park Avenue Securities Llc

Woodbury, NY
03/2021 → Present

Guardian Life Insurance Company

Melville, NY
03/2021 → Present

Park Avenue Securities

Melville, NY

Other Businesses

1. Defensive Driving Instructor-Teach six hour driver safety course, Start: 02/01/2001, Address: 61 Republic Rd Melville,NY 11747, 12 non bus hrs per month, Not investment related, 2. Outside insurance-LTC, P & C licensed, Health Insurance, Life, term & whole life, UL, Broker, Start: 06/26/2004, Address: 225 Broadhollow Road, Suite 105, Melville NY 11747, 15 total hours per month; 10 during securities trading hours, Investment related, Less than 10% annual compensation, 3) Power of Attorney for Annemarie Gallipoli-wife, Start: 11/28/2019, Address: 61 Republic Rd Melville, NY 11747, 0 total hours per month, Not investment related, No annual compensation,

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1991-09-18

S63 Uniform Securities Agent State Law Examination

1991-09-18

Designations

Chartered Financial Consultant

Other Names

Richard Robert Gallipoli

View on SEC IAPD