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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2006-10-03
  • TX RA
    APPROVED_RES
    Since 2006-10-03

Branch Locations

350 Granite St Ste 1202A, Braintree, MA 02184-3958 • United States

Milton, MA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Boston MA 03/1992 03/2020
Ameriprise Financial Services, Llc Braintree MA 03/2020 Present
Other Businesses

Real Estate Ownership; Single Family; 20 Circle Drive, , Chatham, MA, 2659; Investment-Related; 07/17/2021. Business Ownership; 20 Circle LLC; Co-owner; Real Estate; 20 Circle Drive, , South Chatham, MA, 02659; Not Investment-Related; 07/05/2022; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1991-10-09
  • S63 Uniform Securities Agent State Law Examination
    1991-10-09
Other Names
  • Chris Petrik

View on SEC IAPD

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