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Katherine Towar Kozlowski

Raymond James & Associates, Inc.

Wheaton, IL

Naperville, IL

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2020-07-20
  • IL RA
    APPROVED
    Since 2020-07-20

Branch Locations

Wheaton, IL • United States

263 Shuman Blvd Ste 275, Naperville, IL 60563-7700 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Naperville IL 01/2015 11/2016
Wells Fargo Clearing Services, Llc Naperville IL 11/2016 07/2020
Raymond James & Associates, Inc. Naperville IL 07/2020 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-09-27
S65 Uniform Investment Adviser Law Examination 1997-06-18
S63 Uniform Securities Agent State Law Examination 1995-07-25
  • S66 Uniform Combined State Law Examination
    2011-09-27
  • S65 Uniform Investment Adviser Law Examination
    1997-06-18
  • S63 Uniform Securities Agent State Law Examination
    1995-07-25
Other Names
  • Katherine Towar Davison
  • Katie Towar Kozlowski
  • Katherine Towar Davison

View on SEC IAPD

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