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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-06-17
IA RA APPROVED 1999-01-01
  • TX RA
    APPROVED
    Since 2021-06-17
  • IA RA
    APPROVED
    Since 1999-01-01

Branch Locations

1059 Longfellow Dr Ste A, Hiawatha, IA 52233 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Securities Inc Hiawatha IA 07/1991 Present
Principal Life Insurance Co Hiawatha IA 07/1998 Present
Feller & Associates Cedar Rapids IA 01/2017 02/2021
Cornerstone Wealth Advisors Hiawatha IA 02/2026 Present
  • 07/1991 → Present
    Hiawatha, IA
  • 07/1998 → Present
    Principal Life Insurance Co
    Hiawatha, IA
  • 01/2017 → 02/2021
    Feller & Associates
    Cedar Rapids, IA
  • 02/2026 → Present
    Cornerstone Wealth Advisors
    Hiawatha, IA
Other Businesses

**OUTSIDE INSURANCE, LIFE, DI, LTC, FIXED ANNUITIES, 10/27/14. **Fixed Insurance; Individual and Group Health Insurance; 08/30/16 **Cedar Rapids Estate Planning Council; Not Investment Related; Cedar Rapids, IA; Treasurer; Collect dues from members, co-treasurer is responsible for bank deposits check writing etc.; Start Date: 10/01/2020; 1 hrs per month; 1 during trading hours. **CEDAR RAPIDS AREA ESTATE PLANNING COUNCIL POSITION: President NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 09/19/2022 ADDRESS: Elmcrest Country Club, 1 Zach Johnson Way, Cedar Rapids IA 52402, United States DESCRIPTION: As President, I am responsible for hosting and leading 8 meetings during the year. The group consists of attorney, CPAs, insurance underwriters, and trust officers who work in the estate planning area. **VARIETY IOWA POSITION: Board Member NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 06/11/2025 ADDRESS: 809 N. Compton Drive, Hiawatha IA 52233, United States DESCRIPTION: Assisting with helping coordinate logistics for different events designed to support children in Eastern Iowa. **CORNERSTONE WEALTH ADVISORS (DBA) POSITION: Financial Advisor NATURE: Mutual Funds/Securities/ VA / VL INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 8 START DATE: 02/10/2026 ADDRESS: 1059 Longfellow Dr, Hiawatha IA 52233, United States DESCRIPTION: Starting the DBA for marketing purposes.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-05-18
S63 Uniform Securities Agent State Law Examination 1991-09-23
  • S65 Uniform Investment Adviser Law Examination
    1998-05-18
  • S63 Uniform Securities Agent State Law Examination
    1991-09-23
Designations
Other Names
  • Mike Gary

View on SEC IAPD

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