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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-06-17 |
| IA | RA | APPROVED | 1999-01-01 |
Branch Locations
1059 Longfellow Dr Ste A, Hiawatha, IA 52233 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Securities Inc | Hiawatha | IA | 07/1991 | Present |
| Principal Life Insurance Co | Hiawatha | IA | 07/1998 | Present |
| Feller & Associates | Cedar Rapids | IA | 01/2017 | 02/2021 |
| Cornerstone Wealth Advisors | Hiawatha | IA | 02/2026 | Present |
**OUTSIDE INSURANCE, LIFE, DI, LTC, FIXED ANNUITIES, 10/27/14. **Fixed Insurance; Individual and Group Health Insurance; 08/30/16 **Cedar Rapids Estate Planning Council; Not Investment Related; Cedar Rapids, IA; Treasurer; Collect dues from members, co-treasurer is responsible for bank deposits check writing etc.; Start Date: 10/01/2020; 1 hrs per month; 1 during trading hours. **CEDAR RAPIDS AREA ESTATE PLANNING COUNCIL POSITION: President NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 09/19/2022 ADDRESS: Elmcrest Country Club, 1 Zach Johnson Way, Cedar Rapids IA 52402, United States DESCRIPTION: As President, I am responsible for hosting and leading 8 meetings during the year. The group consists of attorney, CPAs, insurance underwriters, and trust officers who work in the estate planning area. **VARIETY IOWA POSITION: Board Member NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 06/11/2025 ADDRESS: 809 N. Compton Drive, Hiawatha IA 52233, United States DESCRIPTION: Assisting with helping coordinate logistics for different events designed to support children in Eastern Iowa. **CORNERSTONE WEALTH ADVISORS (DBA) POSITION: Financial Advisor NATURE: Mutual Funds/Securities/ VA / VL INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 8 START DATE: 02/10/2026 ADDRESS: 1059 Longfellow Dr, Hiawatha IA 52233, United States DESCRIPTION: Starting the DBA for marketing purposes.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-05-18 |
| S63 | Uniform Securities Agent State Law Examination | 1991-09-23 |
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