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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2020-04-17
  • WI RA
    APPROVED
    Since 2020-04-17

Branch Locations

128 Monroe St, Beaver Dam, WI 53916 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Brookfield WI 10/2012 04/2020
Jpmorgan Chase Bank, N.A. Beaver Dam WI 01/2018 04/2020
Wells Fargo Clearing Services, Llc. Beaver Dam WI 04/2020 Present
Previous Registrations
  • 2012-10-01 → 2020-04-29
    Butler, WI
    Brookfield, WI
    Beaver Dam, WI
    Watertown, WI
  • 2006-06-14 → 2012-10-01
    Chase Investment Services Corp.
    Milwaukee, WI
    Brookfield, WI
    Butler, WI
    Milwaukee, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-10-26
  • S66 Uniform Combined State Law Examination
    2005-10-26
Other Names
  • Brian P Hannan

View on SEC IAPD

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