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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-05-11
KY RA APPROVED 2019-10-18
TX RA APPROVED 2019-10-18
  • FL RA
    APPROVED
    Since 2022-05-11
  • KY RA
    APPROVED
    Since 2019-10-18
  • TX RA
    APPROVED
    Since 2019-10-18

Branch Locations

4730 Village Square Drive Suite 110, Paducah, KY 42001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hilliard Lyons Paducah KY 01/2007 Present
Robert W. Baird & Co. Incorporated Paducah KY 10/2019 Present
Previous Registrations
  • 2007-02-06 → 2019-10-18
    J.J.B. Hilliard, W.L. Lyons, Llc
    Paducah, KY
  • 2007-01-03 → 2007-02-14
    Wealthtrust Advisors
    Paducah, KY
  • 2004-04-30 → 2007-01-03
    Wealthtrust Advisors
    Paducah, KY
Other Businesses

COUNTRY CLUB OF PADUCAH, NON-INVEST RELATED, 6500 TURNBERRY PADUCAK KY 42001, BOARD OF DIRECTORS - SERVING AS FINANCE CHAIR, PRIVATE COUNTRY CLUB, 4/2014, 6 HRS/MONTH WITH 0 HRS DURING TRADING HRS. Trinitas Ltd Co, Owner, Rental Real Estate,Management of personally owned rental real estate, not investment related, start date 09/12/2017, 6 hrs/mo, 0 hrs/mo trading.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2009-07-29
S65 Uniform Investment Adviser Law Examination 1999-11-19
  • S63 Uniform Securities Agent State Law Examination
    2009-07-29
  • S65 Uniform Investment Adviser Law Examination
    1999-11-19
Designations

View on SEC IAPD

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