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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-05-11 |
| KY | RA | APPROVED | 2019-10-18 |
| TX | RA | APPROVED | 2019-10-18 |
Branch Locations
4730 Village Square Drive Suite 110, Paducah, KY 42001 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hilliard Lyons | Paducah | KY | 01/2007 | Present |
| Robert W. Baird & Co. Incorporated | Paducah | KY | 10/2019 | Present |
COUNTRY CLUB OF PADUCAH, NON-INVEST RELATED, 6500 TURNBERRY PADUCAK KY 42001, BOARD OF DIRECTORS - SERVING AS FINANCE CHAIR, PRIVATE COUNTRY CLUB, 4/2014, 6 HRS/MONTH WITH 0 HRS DURING TRADING HRS. Trinitas Ltd Co, Owner, Rental Real Estate,Management of personally owned rental real estate, not investment related, start date 09/12/2017, 6 hrs/mo, 0 hrs/mo trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2009-07-29 |
| S65 | Uniform Investment Adviser Law Examination | 1999-11-19 |
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