Shelley Ann Austin

Employer firm

Wealth Enhancement Advisory Services, LLC CRD 116407

$122B regulatory AUM 327 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars
• ERISA 3(38) INVESTMENT MANAGER

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2019 → 11/2019
  Ajw Financial
  Edina, MN
• 05/2014 → 12/2017
  Summit Planning Group
  Green Bay, WI
• 01/2019 → 11/2019
  Cetera Advisor Networks
  El Segundo, CA
• 01/2018 → 12/2018
  Unemployed
  Minneapolis, MN
• 12/2019 → 03/2023
  Quarry Hill Advisors
  Saint Paul, MN
• 03/2023 → Present
  Wealth Enhancement Group
  Plymouth, MN
• 03/2023 → Present
  Wealth Enhancement Advisory Services
  Plymouth, MN
• 02/2023 → 07/2023
  Lpl Financial Llc
  Plymouth, MN

Previous Registrations

• 2023-04-11 → 2023-04-11
  Lpl Financial Llc
  Plymouth, MN
• 2020-01-20 → 2023-03-02
  Quarry Hill Advisors
  Saint Paul, MN
• 2019-04-10 → 2019-12-06
  Cetera Wealth Services, Llc
  Edina, MN
• 2012-01-11 → 2012-10-08
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Green Bay, WI

Other Businesses

1) 4/2023 - Shelley Austin - Notary / Investment Related / Saint Paul, MN / Owner -start Date 1/2/2020 - Hrs per month 0 2) 4/2023 - WEALTH ENHANCEMENT GROUP / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) 3) 04/19/2023 - WEALTH ENHANCEMENT ADVISORY SERVICES LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date 4/4/2023 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through WEALTH ENHANCEMENT ADVISORY SERVICES LLC, an independent investment advisor firm. I started this business activity in 04/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S66 Uniform Combined State Law Examination
  2019-03-26
• S63 Uniform Securities Agent State Law Examination
  1991-09-06

Designations

• Certified Financial Planner

Other Names

• Shelley Ann Austin
• Shelley Ann Austin Goerdt
• Shelley Ann Goerdt
• Shelley Ann Austin
• Shelley Austin