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Heather Lynn Clark

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Sarasota, FL

Savannah, GA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2009-10-23
  • FL RA
    APPROVED
    Since 2009-10-23

Branch Locations

1819 Main St, Sarasota, FL 34236 • United States

22 Bull St, Savannah, GA 31401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, N.A. Sarasota FL 10/2007 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Sarasota FL 10/2009 Present
Previous Registrations
  • 2007-10-10 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Sarasota, FL
  • 2006-05-10 → 2007-10-01
    Truist Investment Services, Inc.
    Sarasota, FL
    Sarasota, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-05-08
S63 Uniform Securities Agent State Law Examination 2000-12-13
  • S66 Uniform Combined State Law Examination
    2006-05-08
  • S63 Uniform Securities Agent State Law Examination
    2000-12-13
Other Names
  • Heather Lynn Clark
  • Heather Lynn Franczek
  • Heather Lynn Noll
  • Heather Lynn Noll

View on SEC IAPD

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Other Offices

CPA INVESTMENT SOLUTIONS, INC. · SARASOTA, FL
EDWARD JONES · Lakewood Ranch, FL
HENDRICKS WEALTH AND ESTATE MANAGEMENT · Lakewood Ranch, FL
OSAIC WEALTH, INC. · SARASOTA, FL
ACCURATE WEALTH MANAGEMENT, LLC · Sarasota, FL
AMERIPRISE FINANCIAL SERVICES, LLC · Lakewood Ranch, FL
BASE WEALTH MANAGEMENT · LAKEWOOD RANCH, FL
EDWARD JONES · LAKEWOOD RANCH, FL

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