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4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-03-01 |
Branch Locations
1130 Iron Point Road, Suite 100, Folsom, CA 95630 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wachovia Securities Financial Network, Llc (11025) | Gold River | CA | 02/2009 | 02/2021 |
| Capfinancial Partners Llc (Captrust) | Raleigh | NC | 03/2021 | Present |
| Capfinancial Securities Llc | Raleigh | NC | 03/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-06-11 |
| S63 | Uniform Securities Agent State Law Examination | 1991-10-17 |
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