Best Investors Account Sign in
Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-03-21
TX RA APPROVED 2024-03-21
  • IL RA
    APPROVED
    Since 2024-03-21
  • TX RA
    APPROVED
    Since 2024-03-21

Branch Locations

15321 S 94Th Ave Ste 100, Orland Park, IL 60462 • United States

1928 West Fulton #3, Chicago, IL 60612 • United States

1200 Harger Road Suite 325, Oak Brook, IL 60523 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlifesecurotoes Inc Orland Park IL 07/2002 11/2016
Lpl Financial, Llc Orland Park IL 11/2016 02/2019
Opus Wealth Partners, Llc Orland Park IL 11/2016 02/2019
Cetera Advisors Llc Denver CO 02/2019 Present
Megent Financial Orland Park IL 11/2016 Present
Cetera Investment Advisers Llc Schaumburg IL 03/2024 Present
  • 07/2002 → 11/2016
    Metlifesecurotoes Inc
    Orland Park, IL
  • 11/2016 → 02/2019
    Lpl Financial, Llc
    Orland Park, IL
  • 11/2016 → 02/2019
    Opus Wealth Partners, Llc
    Orland Park, IL
  • 02/2019 → Present
    Cetera Advisors Llc
    Denver, CO
  • 11/2016 → Present
    Megent Financial
    Orland Park, IL
  • 03/2024 → Present
    Schaumburg, IL
Previous Registrations
  • 2016-11-22 → 2019-03-04
    Opus Wealth Management Group
    Orland Park, IL
    Lisle, IL
  • 2001-03-23 → 2016-11-10
    Msi Financial Services, Inc.
    Orland Park, IL
    Orland Park, IL
    Orland Park, IL
    Orland Park, IL
Other Businesses

(1) NAME OF OTHER BUSINESS: MEGENT FINANCIAL; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES; START DATE: 11/2016; POSITION/TITLE/RELATIONSHIP: REGISTERED REP; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: PROVIDING FINANCIAL SERVICES TO CLIENTS; (2) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES ; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FIXED INSURANCE ; START DATE: 05/2019 ; APX NUMBER OF HOURS PER WEEK: 2 ; APX NUMBER OF HOURS DURING TRADING HOURS: 2 ; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT ; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE AND ANNUITIES ; (3) NAME OF OTHER BUSINESS: ASPIRE FINANCIAL ; INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES ; START DATE: 11/2016 ; POSITION/TITLE/RELATIONSHIP: OWNER ; APX NUMBER OF HOURS PER WEEK: MINIMAL ; APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL ; BRIEF DESCRIPTION OF DUTIES: TAX HARBORING FOR SECURITIES AND TAX PURPOSES ONLY; (4) NAME OF OTHER BUSINESS: MEGENT INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: NOTARIAL SERVICES, START DATE: 05/2025, POSITION/TITLE/RELATIONSHIP: NOTARY, APX NUMBER OF HOURS PER WEEK: 1, APX NUMBER OF HOURS DURING TRADING HOURS: 1, BRIEF DESCRIPTION OF DUTIES: NOTARIZE SIGNATURES;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-01-22
S63 Uniform Securities Agent State Law Examination 1992-06-02
  • S65 Uniform Investment Adviser Law Examination
    2001-01-22
  • S63 Uniform Securities Agent State Law Examination
    1992-06-02
Designations
Other Names
  • Tom Borsellino

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Orland Park, IL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor