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One Financial Center, Boston, MA 02111-2621 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2009-12-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Loomis Sayles | Boston | MA | 11/2009 | Present |
ClearTax Preparation Services - Works out of his personal residences - Sole Proprietor/Tax Preparation - Prepares and files income taxes - Not investment-related - 10 hours per month average (hours increase during tax season, first quarter) - No hours during securities trading hours - Start date: January 2015
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-01-16 |
| S63 | Uniform Securities Agent State Law Examination | 1991-10-03 |
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