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On Investment Management Co CRD 105662
$3.15B regulatory AUM 308 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Financial Way, Cincinnati, OH 45242 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2025-10-14 |
| GA | RA | APPROVED | 2024-08-22 |
| PA | RA | APPROVED | 2024-08-22 |
| NJ | RA | APPROVED | 2021-06-30 |
| FL | RA | APPROVED | 2019-07-23 |
| OH | RA | APPROVED | 2018-05-28 |
| IN | RA | APPROVED | 2016-09-15 |
| WV | RA | APPROVED | 2014-11-17 |
| NC | RA | APPROVED | 2014-11-14 |
| MD | RA | APPROVED | 2013-06-26 |
| VA | RA | APPROVED | 2013-06-21 |
Branch Locations
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wealth And Income Group Llc | Falls Church | VA | 07/2007 | Present |
| The O.N. Equity Sales Company | Cincinnati | OH | 06/2013 | Present |
| On Investment Management Co. | Cincinnati | OH | 06/2013 | Present |
1)WEALTH AND INCOME GROUP LLC; 3959 ELECTRIC ROAD, SW SUITE 115, ROANOKE VA 24018; MORTGAGE PROTECTION INSURANCE USING LIFE INSURANCE, DISABILITY INSURANCE, AND LONG-TERM CARE; PRESIDENT AND OWNER; STARTED 07/01/2007; HRS PER MONTH WORKED 20; HRS DURING SECURITIES HOURS 20; GENERATE MORTGAGE PROTECTION AND OTHER INSURANCE LEADS AND SALES THROUGH BUYING LEADS AND ESTABLISHING STRATEGIC PARTNERS. 2)FUNERAL RESOURCES.COM; NOT INVESTMENT RELATED; 3959 ELECTRIC ROAD SUITE 115 ROANOKE VA 24018; EDUCATION, INFORMATION, AND RESOURCES FOR FUNERAL AND END OF LIFE PLANNING; OWNER AND FOUNDER; 07/01/2008-PRESENT; 5 HOURS/MONTH; 0 HOURS/TRADING; PROVIDE EDUCATIONAL ONLINE INFORMATION AND RESOURCES, BULIDING, HOSTING ,AND MANAGING EDUCATIONAL RESOURCE CENTERS ON THE INTERNET TO HELP FAMILIES EASILY FIND THE INFORMATION THEY ARE SEARCHING FOR REGARDING FUNERAL AND END OF LIFE PLANNING.3). Property and Casualty; not investment related; 3959 Electric road, SW, STE 115, Roanoke, VA 24018; agent; 04/22/2019-present; 8 hours/month (8 during securities trading hours); Reviewing clients car and home insurance policies and referring them to a P&C Broker to receive quotes, improve their prices and protection.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1992-06-04 |
| S65 | Uniform Investment Adviser Law Examination | 1991-10-25 |
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