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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-11-08 |
| PA | RA | APPROVED | 2012-08-28 |
| TX | RA | APPROVED_RES | 2009-06-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Philadelphia | PA | 01/1995 | Present |
LaSalle College High School / 8605 Cheltenham Ave Wyndmoor, PA 19038 / United States / Educational Establishment/ Education / High School / Other / Volunteer / LaSalle Leadership Council - Mentor / Start Date 7/16/2019 /
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-08-31 |
| S63 | Uniform Securities Agent State Law Examination | 1991-09-19 |
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