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Jeffrey Lance Oster

Ubs Financial Services Inc.

San Francisco, CA

CRD 2163584

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-02-13
CA RA APPROVED 2008-09-22
  • TX RA
    APPROVED_RES
    Since 2017-02-13
  • CA RA
    APPROVED
    Since 2008-09-22

Branch Locations

555 California Street 32Nd Floor/ Suite 3200, San Francisco, CA 94104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. San Francisco CA 09/2008 Present
Previous Registrations
  • 2004-02-26 → 2008-10-02
    Lehman Brothers Inc.
    San Francisco, CA
    New York, NY
    San Francisco, CA
  • 2003-08-19 → 2004-03-18
    Banc Of America Investment Services, Inc.
    San Francisco, CA
  • 1999-10-19 → 2003-08-20
    Banc Of America Securities Llc
    San Francisco, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-01-20
S63 Uniform Securities Agent State Law Examination 1991-09-18
  • S65 Uniform Investment Adviser Law Examination
    1992-01-20
  • S63 Uniform Securities Agent State Law Examination
    1991-09-18

View on SEC IAPD

Nearby Firms

FORT POINT CAPITAL PARTNERS LLC
DIVISAR CAPITAL MANAGEMENT, LLC
CHARLES SCHWAB & CO., INC.

Nearby Investors

TIMOTHY TODD MCDOWELL
JOHN HUGH MCDEVITT
JOSEPH WADE PITTS

Nearby Offices

FORT POINT CAPITAL PARTNERS LLC · SAN FRANCISCO, CA
DIVISAR CAPITAL MANAGEMENT, LLC · SAN FRANCISCO, CA
CHARLES SCHWAB & CO., INC. · San Francisco, CA

More in San Francisco, CA

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