Jon Michael Goldstein

Employer firm

Cresset Asset Management, LLC CRD 288566

$78.9B regulatory AUM 13 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2015 → 04/2017
  First Republic Investment Management, Inc.
  Menlo Park, CA
• 09/2015 → 04/2017
  First Republic Securities Company, Llc
  Menlo Park, CA
• 04/2017 → 04/2023
  First Republic Investment Management, Inc.
  Menlo Park, CA
• 04/2017 → 04/2023
  First Republic Securities Company, Llc
  Menlo Park, CA
• 04/2023 → Present
  Cresset Asset Management, Llc
  Menlo Park, CA

Previous Registrations

• 2015-10-01 → 2023-05-17
  J.P. Morgan Private Wealth Advisors Llc
  Menlo Park, CA
  Palo Alto, CA
  Menlo Park, CA
• 2008-03-12 → 2015-11-04
  Constellation Wealth Advisors Llc
  New York, NY
  New York, NY
  Menlo Park, CA
• 1997-07-08 → 2008-03-17
  Citigroup Global Markets Inc.
  Menlo Park, CA
  Menlo Park, CA

Other Businesses

1) Name: CV Wine, LLC Investment-related: No Nature of the business: Wine Role: Wine Maker Start Date: 07/16/2018 Description of duties: Making and selling wine Number of hours each month: 5 Number of hours during trading: 0 2) Name: Outerholding LLC Address: 201 S PHILLIPS AVE STE 200, SIOUX FALLS, SD 57104 Investment-related: Yes Nature of the business: Outerholding LLC is an entity established to efficiently manage the investment portfolios for 8 individual PassTrusts established for my client's children in 2010. Previously, the portfolio was combined into a single Trust. As a result of that Trust decanting its assets into 8 Trusts, one portfolio is more time and costeffective to manager. My role as manager is the same investment advisory role I previously maintained for the combined Trust. Role: Manager Start Date: 12/15/2022 Description of duties: portfolio construction, investment selection, performance measurement. typical wealth management Pass responsibilities. Number of hours each month: 50+ Number of hours during trading: All 3) Name: Warren Equity Partners II, Address: 3948 3rd Street South, #88 Jacksonville Beach, FL 32250 Investment-related: Yes Nature of the business: Warren is a private equity firm based in Florida. clients of the firm made capital commitments to the Fund as part of their investment portfolios. Role: member of the limited partners advisory committee Start Date: 10/01/2018 Description of duties: I am a member of the LPAC. the purpose of the LPAC is to advise and approve the resolution of potential changes the GP would like to make to the partnership and manage conflicts that might arise. LPACs are a common function for private equity, venture, and real estate funds. There were only 2 meetings since 2018. Number of hours each month: 0 Number of hours during trading: 0 4) Licensed Insurance Professional; Not investment-related; 101 Jefferson Drive, Menlo Park, CA, 94025; less than 10% of time.

Exams

• S65 Uniform Investment Adviser Law Examination
  1992-01-15
• S63 Uniform Securities Agent State Law Examination
  1991-09-20