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Kurt David Yelle

Stifel, Nicolaus & Company, Incorporated

St. Cloud, MN

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-01-13
MN RA APPROVED 2014-01-16
  • TX RA
    APPROVED_RES
    Since 2020-01-13
  • MN RA
    APPROVED
    Since 2014-01-16

Branch Locations

1010 West St. Germain St. Suite 400, St. Cloud, MN 56302 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Company, Incorporated St. Cloud MN 12/2006 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-09-16
S63 Uniform Securities Agent State Law Examination 1992-01-23
  • S65 Uniform Investment Adviser Law Examination
    1999-09-16
  • S63 Uniform Securities Agent State Law Examination
    1992-01-23

View on SEC IAPD

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JAMES FRANCIS SCHMITZ
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PATRICK PHILLIP SOLYNTJES
ANDREW SCOTT JACOBS

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