Scott O Witherspoon

Current Employers

Employment History

• 05/2013 → 02/2018
  Affinity Federal Credit Union
  Basking Ridge, NJ
• 03/2014 → 02/2018
  Invest Financial Corporation
  Basking Ridge, NE
• 02/2018 → 10/2018
  Lpl Financial Llc
  Basking Ridge, NJ
• 11/2018 → 08/2020
  Witherspoon Enterprises
  Highlands, NJ
• 09/2020 → 09/2022
  Cuso Financial Services, Lp
  San Diego, CA
• 09/2020 → 10/2022
  Financial Resources Federal Credit Union
  Bridgewater, NJ
• 08/2023 → Present
  Hudson Valley Credit Union
  Poughkeepsie, NY
• 10/2022 → 08/2023
  Unemployed
  Highlands, NJ
• 08/2024 → Present
  Lpl Financial Llc
  Poughkeepsie, NY

Previous Registrations

• 2020-09-23 → 2022-09-25
  Cuso Financial Services, L.P.
  Bridgewater, NJ
• 2018-02-14 → 2019-01-11
  Lpl Financial Llc
  Basking Ridge, NJ
• 2014-03-27 → 2018-02-14
  Invest Financial Corporation
  Basking Ridge, NJ
• 2009-12-10 → 2012-05-02
  Morgan Stanley
  Purchase, NY
• 2007-01-29 → 2010-12-31
  Morgan Stanley & Co. Llc
  Purchase, NY
  New York, NY
  Purchase, NY
• 2002-08-13 → 2007-04-02
  Morgan Stanley Dw Inc.
  Purchase, NY
  Purchase, NY

Other Businesses

1) 08/2024 - Wealth Management at Hudson Valley Credit Union / DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) 2) 08/2024 - Hudson Valley Credit Union / Financial Institution Duty / Chief Credit Officer / Inv. Related / Start date 08/21/2023 - 160 Hrs per month -100 % Time Spent 3) 02/10/2025- Coldwell Banker Real Estate Services LLC- Mortgage/Real Estate Services - Investment Related - At Reported Business Location(s) - Start Date 10/28/2024 - 4 hours per month/ 0 hours during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-08-13
• S63 Uniform Securities Agent State Law Examination
  1997-07-29

Other Names

• Scott Owen Witherspoon
• Scott O Witherspoon