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Current Employers
Cm Capital Partners

6 Horseshoe Drive, Millstone Township, NJ 08535 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-03
FL RA APPROVED 2019-12-23
NV RA APPROVED 2019-08-16
LA RA APPROVED 2018-02-20
NJ RA APPROVED 2018-01-25
  • NY RA
    APPROVED
    Since 2021-08-03
  • FL RA
    APPROVED
    Since 2019-12-23
  • NV RA
    APPROVED
    Since 2019-08-16
  • LA RA
    APPROVED
    Since 2018-02-20
  • NJ RA
    APPROVED
    Since 2018-01-25

Branch Locations

6 Horseshoe Drive, Millstone Township, NJ 08535 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Crescita Holdings Henderson NV 10/2014 09/2019
Arc Group, Inc. Jacksonville FL 03/2016 01/2018
Garden State Investment Advisory Services, Inc. Belmar NJ 08/2017 01/2018
Garden State Securities, Inc. Belmar NJ 08/2017 01/2018
Cm Capital Partners Millstone Township NJ 01/2018 Present
Aeon Capital Middletown NJ 01/2018 07/2022
Aeon Funds Middletown NJ 01/2018 11/2019
Cim Securities, Llc Wall Township NJ 09/2022 01/2026
Spencer Winston Securities Corp New York NY 01/2026 Present
  • 10/2014 → 09/2019
    Crescita Holdings
    Henderson, NV
  • 03/2016 → 01/2018
    Arc Group, Inc.
    Jacksonville, FL
  • 08/2017 → 01/2018
    Garden State Investment Advisory Services, Inc.
    Belmar, NJ
  • 08/2017 → 01/2018
    Garden State Securities, Inc.
    Belmar, NJ
  • 01/2018 → Present
    Millstone Township, NJ
  • 01/2018 → 07/2022
    Aeon Capital
    Middletown, NJ
  • 01/2018 → 11/2019
    Aeon Funds
    Middletown, NJ
  • 09/2022 → 01/2026
    Cim Securities, Llc
    Wall Township, NJ
  • 01/2026 → Present
    Spencer Winston Securities Corp
    New York, NY
Previous Registrations
Other Businesses

CM CAPITAL PARTNERS, LLC 6 HORSESHOE DRIVE MILLSTONE TOWNSHIP, NJ 08535 OWNER & PRESIDENT/REGISTERED INVESTMENT ADVISOR Spencer Winston Securities Corp RR - Supervisor 1- 26 EFFECTIVE: 12/13/2017 10 HOURS PER MONTH/0 HOURS PER MONTH DURING MARKET HOURS CONTE INVESTMENTS INTERNATIONAL, LLC 6 HORSESHOE DRIVE MILLSTONE TOWNSHIP, NJ 08535 OWNER & MEMBER/HOLDING COMPANY /INVESTMENTS IN PUBLIC COMPANIES & PRIVATE COMPANIES EFFECTIVE: 09/20/2017 1 HOUR PER MONTH/0 HOURS PER MONTH DURING MARKET HOURS Family Office of America - Dir of Acquisitions Board Of Directors for Family Office of America (Publicly Traded Company Symbol: FOFA); Investment related: 6898 South University Blvd, Centennial, CO 80122. United States; No day-to-day Duties with Company. Only Board of Director duties; 2023-03-15; Hours per month devoted to business during trading hours: 5; Hours per month devoted to business outside trading hours: 2; Percentage of total yearly compensation expected to be derived from the business: 0;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-08-18
S63 Uniform Securities Agent State Law Examination 2016-12-07
  • S65 Uniform Investment Adviser Law Examination
    2017-08-18
  • S63 Uniform Securities Agent State Law Examination
    2016-12-07
Other Names
  • Rico Conte

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