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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MT | RA | APPROVED | 2020-01-16 |
Branch Locations
1018 West Custer Ave Ste 3, Helena, MT 59602 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | Charlotte | NC | 06/2013 | 05/2018 |
| Opportunity Bank Of Mt | Helena | MT | 06/2013 | 05/2018 |
| Securities America, Inc. | Helena | MT | 05/2018 | 01/2020 |
| Securities America Advisors | Helena | MT | 05/2018 | 01/2020 |
| Lpl Financial Llc | Helena | MT | 01/2020 | Present |
1)1/15/2020- Dunn Financial Solutions- DBA for LPL Business (entity for LPL business)- Inv. Related- Helena, MT - 100%
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-07-14 |
| S63 | Uniform Securities Agent State Law Examination | 1996-07-19 |
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