Best Investors Account Sign in

John R Manetta

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY

Pennington, NJ

CRD 2163095

Claim This Profile
Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-06-25
NJ RA APPROVED 2008-08-25
  • TX RA
    APPROVED_RES
    Since 2014-06-25
  • NJ RA
    APPROVED
    Since 2008-08-25

Branch Locations

One Bryant Park Gwim Chief Investment Office (Cio), New York, NY 10036 • United States

1100-1800 American Blvd Gwim Chief Investment Office (Cio), Pennington, NJ 08534 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pennington NJ 04/2002 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-08-18
S65 Uniform Investment Adviser Law Examination 1991-07-12
  • S66 Uniform Combined State Law Examination
    2008-08-18
  • S65 Uniform Investment Adviser Law Examination
    1991-07-12
Other Names
  • John Manetta

View on SEC IAPD

More in New York, NY

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor