Ronald Charles Stern

Employer firm

Park Avenue Securities LLC CRD 46173

$19.6B regulatory AUM 38,649 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/1999 → 03/2021
  Park Avenue Securities Llc
  Woodbury, NY
• 11/1992 → 03/2021
  The Guardian Life Insurance Company
  Woodbury, NY
• 03/2021 → Present
  Guardian Life Insurance Company
  Melville, NY
• 03/2021 → Present
  Park Avenue Securities
  Melville, NY
• 06/2024 → Present
  Guardian Life Insurance Company
  E. Northport, NY
• 06/2024 → Present
  Park Avenue Securities
  E. Northport, NY

Other Businesses

1) RONALD STERN & ASSOCIATES, LTD-NON GUARDIAN INSURANCE PRODUCTS, Start: 08/20/2018, Address: 225 BROADHOLLOW ROAD, SUITE 105 MELVILLE, NY 11747, 40 total hours per month, 40 during securities trading hours, Investment related, More than 10% annual compensation, 2) CROSSWAYS PARK GROUP LLC-HEALTH AND OTHER GROUP BENEFITS, Start: 08/01/2015, Address: 225 BROADHOLLOW ROAD, SUITE 105 MELVILLE, NY 11747, 50 total hours per month, 25 during securities trading hours, Investment related, More than 10% annual compensation,

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-04
• S63 Uniform Securities Agent State Law Examination
  1991-10-01