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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-09-30 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investors Capital Corporation | Lynnfield | MA | 08/2013 | 10/2016 |
| Cetera Advisors Llc | St Cloud | CO | 10/2016 | 09/2024 |
| Net Worth Solutions | San Diego | CA | 09/1996 | 09/2024 |
| Cetera Investment Advisers | Schaumburg | IL | 03/2024 | 09/2024 |
| Lpl Financial Llc | Navarre | FL | 09/2024 | Present |
1- 09/2024 / Net Worth Solutions / DBA for LPL Business (entity for LPL business) / Investment Related / 260 hrs mth / 65 hrs during trading / At reported business location(s) 2- 09/2024 / Real Estate Rental / Real Estate Rental / Property Owner / Investment Related / Poway, CA / Start date: 08/01/2023
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1992-03-03 |
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