Matthew James Rozzi

Employer firm

Onedigital CRD 106766

$155B regulatory AUM 175 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2010 → 12/2017
  Idb Capital Corp.
  New York, NY
• 12/2017 → 01/2020
  Sddco Brokerage Advisors Llc
  New York, NY
• 04/2018 → 11/2019
  Inx Services, Inc.
  New York, NY
• 11/2019 → 07/2022
  Kb Financial Companies, Llc
  Princeton, NJ
• 04/2021 → 01/2025
  Sutter Securities Inc.
  Irvine, CA
• 04/2025 → Present
  M Holdings Securities, Inc.
  Portland, OR
• 08/2022 → Present
  Onedigital Investment Advisors Llc
  Overland Park, KS

Previous Registrations

• 2003-10-13 → 2006-07-31
  Flagstar Securities, Inc
  New York, NY
  New York, NY
  New York, NY
  New York, NY
  New York, NY

Other Businesses

1) ONEDIGITAL INVESTMENT ADVISORS LLC; INVESTMENT RELATED; 300 CARNEGIE CENTER, SUITE 240, PRINCETON, NJ 08540; INVESTMENT ADVISER REPRESENTATIVE; 8/2022; 80 HRS/MONTH; 80 HRS/MONTH DURING SECURITIES TRADING HOURS; PROVIDE INVESTMENT PRODUCTS OFFERED BY ONEDIGITAL TO CLIENTS. __|__ 2) M HOLDINGS SECURITIES; INVESTMENT RELATED; 300 CARNEGIE CENTER, SUITE 240, PRINCETON, NJ 08540; REGISTERED REPRESENTATIVE; 4/1/2025; 80 HOURS/MONTH DEVOTED; 80 HOURS/MONTH DURING SECURITIES TRADING HOURS; M HOLDING SECURITIES ALLOWS US TO OFFER FIXED AND VARIABLE INSURANCE PRODUCTS TO CLIENTS OF ONEDIGITAL. __|__ 3) KJAC PARTNERS, LLC DBA KB FINANCIAL PARTNERS; INVESTMENT RELATED; 300 CARNEGIE CENTER, SUITE 240, PRINCETON, NJ 08540; INSURANCE AGENT; 11/2019; 160 HRS/MONTH; 160 HRS/MONTH DURING SECURITIES TRADING HOURS; PROVIDE FIXED INSURANCE PRODUCTS TO CLIENTS OF ONEDIGITAL. __|__ 4) KTTN PARTNERS, LLC; INVESTMENT RELATED; 300 CARNEGIE CENTER, SUITE 240, PRINCETON, NJ 08540; MEMBER; 11/2019; 1 HR/MONTH; 0 HRS DURING SECURITIES TRADING HOURS; SHELL COMPANY TO HOLD EQUITY SHARES OF ONEDIGITAL. __|__ 5) ROLEMA HOLDINGS, LLC; PARK RIDGE, NJ 07656; REAL ESTATE; NOT INVESTMENT RELATED; MANAGING MEMBER; ENTITY HOLDS A RENTAL PROPERTY; 5/23/04; 3 HRS/MONTH; 0 HRS DURING TRADING HOURS. __|__ 6) FRIENDS OF BILL MICCIULLI; STATEN ISLAND, NY 10306 ; TREASURER; NOT INVESTMENT RELATED; DIRECTOR / TREASURER; HELPS RAISE FUNDS FOR SCHOLARSHIPS AWARDED BY THE ORGANIZATION; 1/1/2002; 5 HRS/MONTH; 0 HRS DURING TRADING HOURS. __|__ 7) ROLEMA REALTY LLC; NOT INVESTMENT RELATED; PARK RIDGE, NJ 07656; MANAGING MEMBER; 4/14/05; 3 HOURS/MONTH DEVOTED; 0 HOURS DURING SECURITIES TRADING HOURS; OWNERSHIP OF RENTAL PROPERTY. __|__ 8) BEST LIFE GROUP LLC; NOT INVESTMENT RELATED; PARK RIDGE, NJ 07656; MEMBER; 11/13/2023; 20 HOURS/MONTH DEVOTED; 0 HOURS DURING SECURITIES TRADING HOURS; FITNESS/WELLNESS APP/HANDLES ACCOUTNING AND GENERAL BUSINESS MATTERS. __|__ 9) FIDELIS, LLC ; NOT INVESTMENT RELATED; PARK RIDGE, NJ 07656; BUSINESS CONSULTING SERVICES TO FINANCIAL SERVICES COMPANIES; MANAGING MEMBER; 11/5/2008; 1 HR/MONTH; 0 HOURS DURING SECURITIES TRADING HOURS; BANK ACCOUNT MAINTENENCE FOR INCOME AND EXPENSES OF THE BUSINESS. NOT CURRENTLY OPERATIONAL, BUT STILL AN ACTIVE LEGAL ENTITY.__|__ 10) PARK RIDGE BOARD OF EDUCATION; 2 PARK AVENUE, PARK RIDGE NJ 07656; NOT INVESTMENT RELATED; BOARD MEMBER; OVERSEE THE PUBLIC SCHOOL DISTRICT INCLUDING ELEMENTARY, MIDDLE AND HIGH SCHOOLS; 01/01/2026; 10 HO/MO; 0 HO/MO DURING TRADING HOURS. 11) NEXT LEVEL PROMOTIONS LLC; 3 FREDERICK COURT, PARK RIDGE, NJ 07656; OFFER BRANDED APPAREL AND CUSTOM PROMOTIONAL ITEMS; NOT INVESTMENT RELATED; MEMBER, PASSIVE OWNER; 12/30/25; 0 HO/MO.

Exams

• S65 Uniform Investment Adviser Law Examination
  2025-08-12
• S63 Uniform Securities Agent State Law Examination
  1992-01-16

Other Names

• Matthew James Rozzi
• Matthew James Rozzi
• Matthew Rozzi
• Matt Rozzi