Daniel John Haugh

Employer firm

Wells Street Advisors, LLC CRD 166700

$475.0K regulatory AUM 1 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Wells Street Advisors, Llc

411 S. Wells Street Suite 900, Chicago, IL 60607 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2014-11-27

IL RA
APPROVED

Since 2014-11-27

Branch Locations

411 S. Wells Street Suite 900, Chicago, IL 60607 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Pti Securities & Futures L. P.	Chicago	IL	04/1987	Present
Wells Street Advisors, Llc	Chicago	IL	10/2014	Present

04/1987 → Present

Pti Securities & Futures L. P.

Chicago, IL
10/2014 → Present

Wells Street Advisors, Llc

Chicago, IL

Other Businesses

PTI SECURITIES & FUTURES L.P. CCO REGISTERED REP INVESTMENT RELATED WELLS STREET ADVISORS, LLC CCO INVESTMENT RELATED

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1997-09-11
S63	Uniform Securities Agent State Law Examination	1991-10-08

S65 Uniform Investment Adviser Law Examination

1997-09-11
S63 Uniform Securities Agent State Law Examination

1991-10-08

Other Names

Daniel Haugh

View on SEC IAPD

Employer firm

Current Employers

Wells Street Advisors, Llc

Disclosures

Employment History

Other Businesses

Exams

Other Names

Nearby Firms

Nearby Investors

Nearby Offices

Reviews