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Current Employers
Calton & Associates, Inc.

2701 N. Rocky Point Drive Suite 1000, Tampa, FL 33607 • United States

Current Registrations

AuthorityCategoryStatusDate
ID RA APPROVED 2019-07-24
TX RA APPROVED 2019-07-24
  • ID RA
    APPROVED
    Since 2019-07-24
  • TX RA
    APPROVED
    Since 2019-07-24

Branch Locations

2701 N Rocky Point Drive Suite 1000, Tampa, FL 33607 • United States

1215 S Maple Grove Road, Boise, ID 83709 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Capital Financial Services, Inc. Minot ND 03/2007 07/2019
Calton & Associates, Inc. Boise ID 07/2019 Present
Previous Registrations
  • 2017-01-24 → 2019-07-24
    Capital Financial Services, Inc.
    Boise, ID
    Minot, ND
Other Businesses

1.) Name of Business: Reynolds Financial, Inc. Investment Related. Address: 1215 S Maple Grove Road, Boise, ID 83709. Nature of Business: S Corp for financial planning business. Position/Title/Relationship: Officer. Start Date: 01/11/1999. Hours per month: 35/ week. Hours per month during security trading hours: 0. Duties/Responsibilities: Financial planning income run through this entity. 2.) Name of Business: Auwnolds Investments, LLC. Non-Investment Related. Address: 12363 W View Ridge Dr, Boise, ID 83709. Nature of Business: Owns rental property. Position/Title/Relationship: Member. Start Date: 06/26/2020. Hours per month: 1- 2 hours. Hours per month during security trading hours: 0. Duties/Responsibilities: Buy and/or sell real estate. 3.) Name of Business: Jabez Mountain Properties, LLC. Non-Investment Related. Address: 12363 W View Ridge Dr, Boise, ID 83709. Nature of Business: Owns rental property. Position/Title/Relationship: Member. Start Date: 04/25/2021. Hours per month: 2-3 hours. Hours per month during security trading hours: 0. Duties/Responsibilities: Purchase and/or sell rental properties. 4.) Name of Business: Jabez Properties, LLC. Non-Investment Related. Address: 12363 W View Ridge Dr, Boise, ID 83709. Nature of Business: Owns rental real estate. Position/Title/Relationship: Member. Start Date: 12/14/2001 but unused until 2020. Hours per month: 2-3 hours. Hours per month during security trading hours: 0. Duties/Responsibilities: Purchase or sell real estate for rental purposes. 5.) Name of Business: Cole Valley Christian Schools Baseball. Non-Investment Related. Address: 200 E Carlton Ave, Meridian, ID 83642. Nature of Business: Baseball. Position/Title/Relationship: Coach. Start Date: 01/01/2021. Hours per month: 15/week in the spring. Hours per month during security trading hours: 0. Duties/Responsibilities: Assistant high school baseball coach. 6.) Name of Business: Investment Planning Services, LLC. Non-Investment Related. Address: 1215 S Maple Grove Road, Boise, ID 83709. Nature of Business: Expense sharing. Position/Title/Relationship: Partner. Start Date: 12/27/1994. Hours per month: 0. Hours per month during security trading hours: 0. Duties/Responsibilities: None. 7.) Name of Business: Blue Cross of Idaho. Non-Investment Related. Address: 3000 E Pine Ave, Meridian, ID 83642. Nature of Business: Renewal commissions only. Position/Title/Relationship: Agent. Start Date: 01/01/1993. Hours per month: 0. Hours per month during security trading hours: 0. Duties/Responsibilities: Client service.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-01-23
S63 Uniform Securities Agent State Law Examination 1992-05-02
  • S65 Uniform Investment Adviser Law Examination
    2017-01-23
  • S63 Uniform Securities Agent State Law Examination
    1992-05-02
Other Names
  • Mike Reynolds
  • Michael J Reynolds

View on SEC IAPD

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