Scott Duane Sarkela

Current Employers

Employment History

• 08/2002 → Present
  Grand Rapids State Bank
  Grand Rapids, MN
• 07/2015 → 06/2024
  Securities America, Inc.
  Grand Rapids, MN
• 07/2015 → 06/2024
  Securities America Advisors
  Grand Rapids, MN
• 06/2024 → Present
  Osaic Wealth, Inc.
  Grand Rapids, MN
• 06/2024 → Present
  Osaic Wealth, Inc.
  Grand Rapids, MN

Previous Registrations

• 2015-07-20 → 2024-06-14
  Securities America Advisors, Inc.
  Grand Rapids, MN
• 2014-01-30 → 2015-07-23
  Fintegra, Llc
  Grand Rapids, MN
  Grand Rapids, MN

Other Businesses

1. DBA - GRAND RAPIDS STATE INVESTMENTS 2. STAR OF THE NORTH LIONS CLUB - POSITION: TOURNAMENT DIRECTOR - NATURE: STAR OF THE NORTH LIONS CLUB. LOCAL CIVIC CLUB FOCUSED ON ASSISTING LOCAL CHARITIES AND PROJECTS - INVESTMENT RELATED: NO - HOURS: 2 - SECURITIES TRADING HOURS: 0 - START DATE: 05/01/2014 - ADDRESS: P.O. BOX 284, GRAND RAPIDS MN 55744 3.GRAND RAPIDS STATE INVESTMENTS POSITION: Sales NATURE: Fixed Life Insurance sales. I am licensed but have not sold a policy in 5+ years. INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 03/15/2018 ADDRESS: 506 NW 2nd Ave, Grand Rapids MN 55744, United States DESCRIPTION: Offer Fixed Insurance products to customers if asked for by a customer. 4. GRAND RAPIDS STATE BANK POSITION: Financial Advisor NATURE: Bank owned by Wilcox Bancshares INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 08/16/2002 ADDRESS: 523 NW First Avenue, P.O. Box 409, grand rapids MN 55744, United States DESCRIPTION: Grand Rapids State Bank owns the Investment block of business and they have hired me to be the advisor.

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-09-17
• S63 Uniform Securities Agent State Law Examination
  1991-08-13