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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-03-24
SC RA APPROVED 2009-08-03
  • TX RA
    APPROVED
    Since 2026-03-24
  • SC RA
    APPROVED
    Since 2009-08-03

Branch Locations

275 Wyman Street, Ste. 400, Waltham, MA 02451 • United States

1275 Ben Sawyer Blvd, Mt. Pleasant, SC 29464 • United States

Sullivan's Island, SC • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network Waltham MA 07/2009 Present
Previous Registrations
Other Businesses

1. Sole Owner, Cummings Wealth Management Group, LLC, a private entity created to operate securities and insurance business; as of 10/15/2009, 1% of time spent during business hours, Conducted at branch location; Investment related. 2. Fixed Insurance Sales; as of 06/2009, 20% of time spent during business hours, Conducted at branch location; Investment related. 3. Member and Owner, 7 Day Market, LLC, a private entity created to own commercial office building located in Mt. Pleasant, SC; as of 2009, 1% of time spent during business hours, Conducted at branch location; Investment related. 4. Sole Owner, GoatFest, LLC, a private entity established for the purpose of holding two undeveloped real estate properties; Located in Charleston County, SC; As of 10/13/09; Approximately less than 1% time spent during securities trading hours per month; Not conducted at branch location; Investment related. 5. Co-Owner, TKB Properties of SI, LLC; an entity created for the purpose of buying and managing commercial real estate at 1265 Ben Sawyer Blvd Mt Pleasant, SC 29464, as of 07/08/2025; 1% time spent during business hours; Not Conducted at branch; Investment related.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1991-07-25
  • S63 Uniform Securities Agent State Law Examination
    1991-07-25
Designations

View on SEC IAPD

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