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John Paul Gauthier

LPl Financial LLC

Fort Mill, SC

Kingwood, TX

Kingwood, TX

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-05-20
  • TX RA
    APPROVED
    Since 2021-05-20

Branch Locations

1055 Lpl Way, Fort Mill, SC 29715 • United States

855 Rockmead Dr Unit 204, Kingwood, TX 77339 • United States

900 Rockmead Dr Ste 151, Kingwood, TX 77339 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Humble TX 03/2011 11/2016
Wells Fargo Clearing Services, Llc Humble TX 11/2016 05/2021
Lpl Financial Kingwood TX 05/2021 Present
  • 03/2011 → 11/2016
    Wells Fargo Advisors Llc
    Humble, TX
  • 11/2016 → 05/2021
    Wells Fargo Clearing Services, Llc
    Humble, TX
  • 05/2021 → Present
    Lpl Financial
    Kingwood, TX
Previous Registrations
  • 2011-03-11 → 2021-05-26
    Wells Fargo Clearing Services, Llc
    Houston, TX
    Huffman, TX
    New Caney, TX
    Humble, TX
    Houston, TX
    Houston, TX
    Cleveland, TX
    Huffman, TX
    Houston, TX
  • 2009-05-02 → 2011-03-22
    Chase Investment Services Corp.
    Kingwood, TX
    Humble, TX
    Humble, TX
    Kingwood, TX
  • 2007-01-24 → 2009-05-02
    Wamu Investments, Inc.
    The Woodlands, TX
    The Woodlands, TX
    Houston, TX
    Kingwood, TX
    Humble, TX
    Humble, TX
  • 2005-09-22 → 2007-01-25
    Wells Fargo Investments, Llc
    Houston, TX
    Houston, TX
Other Businesses

1)05/2021 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - FIELD OF DREAMS WEALTH MANAGEMENT - INVESTMENT RELATED - KINGWOOD,TX 77339 2)05/2021 - OTHER - JOHN GAUTHIER SELLS SPORTS CARDS - 1HR/MO 0HRS DURING TRADING - NOT INVESTMENT RELATED - PORTER, TX 77365

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-09-20
  • S66 Uniform Combined State Law Examination
    2005-09-20

View on SEC IAPD

Other Firms

STATE FARM INVESTMENT MANAGEMENT CORP.
BELLEAIR WEALTH MANAGEMENT, LLC
WEALTHCARE ADVISORY PARTNERS LLC
INSIGHT SECURITIES, INC.
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
EDWARD JONES
SCHWAB WEALTH ADVISORY, INC.
PFS INVESTMENTS INC.

Other Investors

ALPESH JITENDRA PATEL
Tamrah Jennifer Bordini
MATTHEW N WALLEN
RAMIRO IGNACIO PARES
NILDA MELGAREJO DE BOYRIE
STEVEN Samuel SHANEYFELT
Katie Wineski Riegel
Christopher Wayne McAlister

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Fort Mill, SC
BELLEAIR WEALTH MANAGEMENT, LLC · Fort Mill, SC
WEALTHCARE ADVISORY PARTNERS LLC · Fort Mill, SC
INSIGHT SECURITIES, INC. · Fort Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Fort Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Ft Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Ft Mill, SC
EDWARD JONES · FORT MILL, SC

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