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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-05-19 |
Branch Locations
14007 Nw 1St Road, Jonesville, FL 32669 • United States
1900 S.W. 34 Street, Gainesville, FL 32608 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cuna Brokerage Services, Inc. | Waverly | IA | 10/2000 | 05/2022 |
| Campus Usa Credit Union | Gainesville | FL | 01/2006 | Present |
| Lpl Financial Llc | Gainesville | FL | 05/2022 | Present |
1)05/18/2022 - CAMPUS Investment Services- Investment Related- At Reported Business Location(s)- DBA for LPL Business (entity for LPL business)- Institution Program Manager 2)05/18/2022 - Campus USA CU- Investment Related- At Reported Business Location(s)- Financial Institution Duty- Program Manager - State Date- 1/2011- 50 Hours Per Month/ 50 Hours During Securities Trading 3)05/18/2022 - No Business Name- Investment Related - Notary - Notary - Start Date - 5/2019 - 4 Hours Per Month/ 4 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-01-30 |
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