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Frederick Earl Hilton

LPl Financial LLC

Jonesville, FL

Gainesville, FL

CRD 2161935

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-05-19
  • FL RA
    APPROVED
    Since 2022-05-19

Branch Locations

14007 Nw 1St Road, Jonesville, FL 32669 • United States

1900 S.W. 34 Street, Gainesville, FL 32608 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Cuna Brokerage Services, Inc. Waverly IA 10/2000 05/2022
Campus Usa Credit Union Gainesville FL 01/2006 Present
Lpl Financial Llc Gainesville FL 05/2022 Present
  • 10/2000 → 05/2022
    Cuna Brokerage Services, Inc.
    Waverly, IA
  • 01/2006 → Present
    Campus Usa Credit Union
    Gainesville, FL
  • 05/2022 → Present
    Gainesville, FL
Previous Registrations
  • 2006-02-01 → 2022-05-24
    Cuna Brokerage Services, Inc.
    Jonesville, FL
    Ocala, FL
    Ocala, FL
    Gainesville, FL
    Gainesville, FL
    Waverly, IA
Other Businesses

1)05/18/2022 - CAMPUS Investment Services- Investment Related- At Reported Business Location(s)- DBA for LPL Business (entity for LPL business)- Institution Program Manager 2)05/18/2022 - Campus USA CU- Investment Related- At Reported Business Location(s)- Financial Institution Duty- Program Manager - State Date- 1/2011- 50 Hours Per Month/ 50 Hours During Securities Trading 3)05/18/2022 - No Business Name- Investment Related - Notary - Notary - Start Date - 5/2019 - 4 Hours Per Month/ 4 Hours During Securities Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-01-30
  • S66 Uniform Combined State Law Examination
    2006-01-30
Other Names
  • Frederick E Hilton

View on SEC IAPD

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