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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-07-12 |
| NC | RA | APPROVED | 2020-03-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Greenville | NC | 11/2018 | 03/2020 |
| Wells Fargo Advisors, Llc | Raleigh | NC | 06/2014 | 11/2016 |
| Unemployed | Greenville | NC | 11/2016 | 11/2018 |
| Wells Fargo Advisors Financial Network, Llc | Greenville | NC | 03/2020 | Present |
SMB TRAILS, LLC, INV RELATED, GREENVILLE, NC, 25% OWNERSHIP, START 11/24/2020, 1 HR PER MONTH, 0 HRS DURING TRADING, PARTIAL OWNER. RENTAL PROPERTY, INV RELATED, MOUNT AIRY, NC, 25% OWNERSHIP, START 11/24/2020, 1 HOUR PER MONTH, ZERO DURING TRADING, CELL PHONE TOWER LEASE ON INHERITED PROPERTY.; CO-TRUSTEE FOR BUIE WEALTH MANAGEMENT GROUP, INC. 401K, INV RELATED, GREENVILLE, NC, START: 1/8/2021, 1 HR/MONTH, 0 HRS DURING TRADING.;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-02-11 |
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